Saint Helier, Jersey
Hybrid
Job ID:
10795
Date posted:
November 03 2023
Category:
Regulatory
Job Level:
Senior Officer
Compliance Monitoring Administrator - Client Regulatory Services
We are Alter Domus. Our name means “The Other House” and we’re a world leading provider of integrated solutions for the alternative investment industry. We believe in being different. Here, you progress on merit, not who you know. You speak openly, whoever you’re speaking to. And it’s your freedom to decide which cutting-edge kind of finance professional you want to be. Join more than 4,000 fund administration, accounting, tax, loan administration and legal experts worldwide and take pride in being alternative.
Alter Domus clients include the world’s leading asset managers, lenders and asset owners. We’re specialists who use the most innovative technologies to create unparalleled solutions for the private equity, real assets and debt capital markets sectors. This is where standout talent advances what’s possible in fund administration, corporate services, depositary services, transfer pricing, domiciliation, management company services, loan administration, agency services, trade settlement and CLO manager services.
The post holder will undertake compliance monitoring for Regulated FSBs and fund entities that are administered by ADJ. The fund entities comprise of Regulated Funds and JPFs.
JOB DESCRIPTION:
- To undertake compliance monitoring in accordance with the relevant monitoring plan for the entities;
- Complete the relevant monitoring checklists and monitoring control sheets
- Maintaining the monitoring control schedules to record any findings from the reviews
- Follow up with the business in respect of any findings from the reviews
- Assist with the preparation of the compliance and MLCO reports for the Regulated FSBs and fund entities
- Assist with the preparation of the CMPs for the entities
- Assist the Manager in Client Regulatory Compliance as required
YOUR PROFILE:
- You have a minimum of 2 years financial services experience, preferably in a Compliance or compliance monitoring environment.
- You have a minimum of 1 years’ experience in undertaking compliance monitoring
- You are able to manage your own workload to ensure that deadlines and timetables are met
- You have a working knowledge of the Jersey regulatory framework and AML / CFT Handbook
- A working knowledge of the fund industry in Jersey would be advantage
#LI-CH1 #LI-Hybrid
Our stories
Amanda Donohue, Senior Manager, Cork
Think ahead to five years’ time and where you would like to see yourself. That’s what I did and Alter Domus offered me the right path.
Aristidis Halikias, Managing Director, Chicago
Many might think that the financial services industry is primarily numbers and math, but I believe we are a people business. The people at Alter Domus make it what it is, and we have some of the best in the entire industry.
Carla Walmsley, Senior Manager, Jersey
Alter Domus were fully supportive through my studying path, providing study support in the way of study fees and study leave, as well as some flexible working towards nearer each exam to help me manage with work/life (and exam!) balance.
Shania Galea, Corporate Services Officer, Malta
As a junior, I learn a lot from all colleagues around me. In addition, the AD Academy keeps on providing us with all the training we need.